TÜRKÇE
ENGLISH
Information
| Code | HKU404 |
| Name | Capital Market Law |
| Term | 2023-2024 Academic Year |
| Semester | 8. Semester |
| Duration (T+A) | 3-0 (T-A) (17 Week) |
| ECTS | 4 ECTS |
| National Credit | 3 National Credit |
| Teaching Language | Türkçe |
| Level | Lisans Dersi |
| Type | Normal |
| Label | E Elective |
| Mode of study | Yüz Yüze Öğretim |
| Catalog Information Coordinator | Prof. Dr. FATİH BİLGİLİ |
| Course Instructor |
1 2 |
Course Goal / Objective
Aims to teach students the basic principles and understanding of the Capital Markets law, with both Civil Law and public Law characteristics, which encourages public to İnvest their savings in STOCKS AND SHARES and capital market instruments to participate in the development of economy more effectively and widely, which helps capital markets to work in trust, clarity and stability, which examines the rules regulating and monitoring the protection of the rights and benefits of depositors.
Course Content
Characteristics of the Turkish capital market, capital market activities, and their examination of the legal controls, Turkish capital markets and initial public offering of SECURITIES TRADED on a public stock companies, capital market institutions, capital market activities, the Capital Markets Board, the order imposed by the capital markets, capital markets, brokerage firms, investment companies and investment funds, capital markets tools.
Course Precondition
none
Resources
Adıgüzel, Burak: Sermaye Piyasası Hukuku, Adalet Yayınevi, 4. Baskı, Ankara, 2022. Bahtiyar, Mehmet: Sermaye Piyasası Hukukuna Giriş, Beta Yayınları, İstanbul, 2019.
Notes
Memiş, Tekin / Turan, Gökçen, Sermaye Piyasası Hukuku, Seçkin Yayıncılık, 3. Baskı, Ankara, 2017.
Course Learning Outcomes
| Order | Course Learning Outcomes |
|---|---|
| LO01 | Knows the basic understanding of the capital market. |
| LO02 | Understands the structure, tasks and functions of the Capital Markets Board. |
| LO03 | Has basic knowledge of publicly-held companies, conveniences and liabilities brought by going public, private capital increase, profit distribution methods. |
| LO04 | Learns about versions of criminal liabilities regarding Capital Markets offenses. |
| LO05 | Obtains information about Capital MARKETS TRADING tools and institutions that provide them investments. |
Relation with Program Learning Outcome
| Order | Type | Program Learning Outcomes | Level |
|---|---|---|---|
| PLO01 | Bilgi - Kuramsal, Olgusal | Explains the fundamental concepts and principles of law. | |
| PLO02 | Bilgi - Kuramsal, Olgusal | Evaluates the fundamental legal disciplines and their contents (legal regulations in every field, decisions of judicial bodies and scientific evaluations) by using scientific methods and techniques. | |
| PLO03 | Bilgi - Kuramsal, Olgusal | Identifies legal problems. | 4 |
| PLO04 | Bilgi - Kuramsal, Olgusal | Recognizes the historical and sociological development process of law and legal norms. | |
| PLO05 | Bilgi - Kuramsal, Olgusal | Comprehends the research, analysis and interpretation methods of legal science. | 4 |
| PLO06 | Beceriler - Bilişsel, Uygulamalı | Uses appropriate legal interpretation methods in order to find solutions to the identified legal problems. | 5 |
| PLO07 | Beceriler - Bilişsel, Uygulamalı | Solves the legal problems encountered by using the knowledge has acquired | 4 |
| PLO08 | Beceriler - Bilişsel, Uygulamalı | Exposes the solutions to legal problems separately in terms of de lege lata and de lege ferenda law. | 5 |
| PLO09 | Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği | Takes responsibility as a member of the team to develop solutions to problems encountered in legal practice. | |
| PLO10 | Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği | Be sensitive to social and legal problems with a sense of social responsibility. | |
| PLO11 | Yetkinlikler - Öğrenme Yetkinliği | By gaining self-learning skills, evaluates the information which has learned with a critical approach. | 5 |
| PLO12 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Uses technical legal knowledge in both Turkish and English verbally or in writing. | |
| PLO13 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Convincingly conveys her/his personal opinion and assessment on a particular legal issue, either orally or in writing. | 4 |
| PLO14 | Yetkinlikler - İletişim ve Sosyal Yetkinlik | Uses information and communication technologies related to law effectively. | |
| PLO15 | Yetkinlikler - Alana Özgü Yetkinlik | Internalizes the understanding of honesty, justice and ethics required by being a lawyer in line with the principles of universal law. | |
| PLO16 | Yetkinlikler - Alana Özgü Yetkinlik | Follows the legal developments at national and international. | 3 |
| PLO17 | Yetkinlikler - Alana Özgü Yetkinlik | Adopts a democratic, secular and social state of law. |
Week Plan
| Week | Topic | Preparation | Methods |
|---|---|---|---|
| 1 | The Basic Concepts of Capital Market Law | Reading | |
| 2 | The Structure, Duties and Powers of the Capital Market Institution | Reading | |
| 3 | Public Corporations and Types of Public Corporations | Reading | |
| 4 | The Registered Capital System and the Powers of the Board of Directors | Reading | |
| 5 | Cumulative Voting, Call the Collection through the Power of Attorney | Reading | |
| 6 | Public Disclosure | Reading | |
| 7 | The Concept and Types of the Securities | Reading | |
| 8 | Mid-Term Exam | ||
| 9 | Stocks, Profit and Loss Sharing Certificates | Reading | |
| 10 | Bonds, Asset-backed Securities | Reading | |
| 11 | Capital Market Institutions | Reading | |
| 12 | The Concept and Importance of the Stock Market, the Stock Market Tasks | Reading | |
| 13 | Stock Brokers Investment Trusts, Mutual Funds | Reading | |
| 14 | Central Registry Agency, ISE | Reading | |
| 15 | Measures of Capital Markets, Administrative and Criminal Sanctions | Reading | |
| 16 | Term Exams | ||
| 17 | Term Exams |
Student Workload - ECTS
| Works | Number | Time (Hour) | Workload (Hour) |
|---|---|---|---|
| Course Related Works | |||
| Class Time (Exam weeks are excluded) | 14 | 3 | 42 |
| Out of Class Study (Preliminary Work, Practice) | 14 | 3 | 42 |
| Assesment Related Works | |||
| Homeworks, Projects, Others | 0 | 0 | 0 |
| Mid-term Exams (Written, Oral, etc.) | 1 | 7 | 7 |
| Final Exam | 1 | 18 | 18 |
| Total Workload (Hour) | 109 | ||
| Total Workload / 25 (h) | 4,36 | ||
| ECTS | 4 ECTS | ||