HKU404 Capital Market Law

4 ECTS - 3-0 Duration (T+A)- 8. Semester- 3 National Credit

Information

Code HKU404
Name Capital Market Law
Term 2024-2025 Academic Year
Semester 8. Semester
Duration (T+A) 3-0 (T-A) (17 Week)
ECTS 4 ECTS
National Credit 3 National Credit
Teaching Language Türkçe
Level Lisans Dersi
Type Normal
Mode of study Yüz Yüze Öğretim
Catalog Information Coordinator Prof. Dr. FATİH BİLGİLİ
Course Instructor
1


Course Goal / Objective

Aims to teach students the basic principles and understanding of the Capital Markets law, with both Civil Law and public Law characteristics, which encourages public to İnvest their savings in STOCKS AND SHARES and capital market instruments to participate in the development of economy more effectively and widely, which helps capital markets to work in trust, clarity and stability, which examines the rules regulating and monitoring the protection of the rights and benefits of depositors.

Course Content

Characteristics of the Turkish capital market, capital market activities, and their examination of the legal controls, Turkish capital markets and initial public offering of SECURITIES TRADED on a public stock companies, capital market institutions, capital market activities, the Capital Markets Board, the order imposed by the capital markets, capital markets, brokerage firms, investment companies and investment funds, capital markets tools.

Course Precondition

none

Resources

Adıgüzel, Burak: Sermaye Piyasası Hukuku, Adalet Yayınevi, 4. Baskı, Ankara, 2022. Bahtiyar, Mehmet: Sermaye Piyasası Hukukuna Giriş, Beta Yayınları, İstanbul, 2019.

Notes

Memiş, Tekin / Turan, Gökçen, Sermaye Piyasası Hukuku, Seçkin Yayıncılık, 3. Baskı, Ankara, 2017.


Course Learning Outcomes

Order Course Learning Outcomes
LO01 Knows the basic understanding of the capital market.
LO02 Understands the structure, tasks and functions of the Capital Markets Board.
LO03 Has basic knowledge of publicly-held companies, conveniences and liabilities brought by going public, private capital increase, profit distribution methods.
LO04 Learns about versions of criminal liabilities regarding Capital Markets offenses.
LO05 Obtains information about Capital MARKETS TRADING tools and institutions that provide them investments.


Relation with Program Learning Outcome

Order Type Program Learning Outcomes Level
PLO01 Bilgi - Kuramsal, Olgusal Explains the fundamental concepts and principles of law.
PLO02 Bilgi - Kuramsal, Olgusal Evaluates the fundamental legal disciplines and their contents (legal regulations in every field, decisions of judicial bodies and scientific evaluations) by using scientific methods and techniques.
PLO03 Bilgi - Kuramsal, Olgusal Identifies legal problems. 4
PLO04 Bilgi - Kuramsal, Olgusal Recognizes the historical and sociological development process of law and legal norms.
PLO05 Bilgi - Kuramsal, Olgusal Comprehends the research, analysis and interpretation methods of legal science. 4
PLO06 Beceriler - Bilişsel, Uygulamalı Uses appropriate legal interpretation methods in order to find solutions to the identified legal problems. 5
PLO07 Beceriler - Bilişsel, Uygulamalı Solves the legal problems encountered by using the knowledge has acquired 4
PLO08 Beceriler - Bilişsel, Uygulamalı Exposes the solutions to legal problems separately in terms of de lege lata and de lege ferenda law. 5
PLO09 Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği Takes responsibility as a member of the team to develop solutions to problems encountered in legal practice.
PLO10 Yetkinlikler - Bağımsız Çalışabilme ve Sorumluluk Alabilme Yetkinliği Be sensitive to social and legal problems with a sense of social responsibility.
PLO11 Yetkinlikler - Öğrenme Yetkinliği By gaining self-learning skills, evaluates the information which has learned with a critical approach. 5
PLO12 Yetkinlikler - İletişim ve Sosyal Yetkinlik Uses technical legal knowledge in both Turkish and English verbally or in writing.
PLO13 Yetkinlikler - İletişim ve Sosyal Yetkinlik Convincingly conveys her/his personal opinion and assessment on a particular legal issue, either orally or in writing. 4
PLO14 Yetkinlikler - İletişim ve Sosyal Yetkinlik Uses information and communication technologies related to law effectively.
PLO15 Yetkinlikler - Alana Özgü Yetkinlik Internalizes the understanding of honesty, justice and ethics required by being a lawyer in line with the principles of universal law.
PLO16 Yetkinlikler - Alana Özgü Yetkinlik Follows the legal developments at national and international. 3
PLO17 Yetkinlikler - Alana Özgü Yetkinlik Adopts a democratic, secular and social state of law.


Week Plan

Week Topic Preparation Methods
1 The Basic Concepts of Capital Market Law Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
2 The Structure, Duties and Powers of the Capital Market Institution Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
3 Public Corporations and Types of Public Corporations Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
4 The Registered Capital System and the Powers of the Board of Directors Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
5 Cumulative Voting, Call the Collection through the Power of Attorney Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
6 Public Disclosure Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
7 The Concept and Types of the Securities Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
8 Mid-Term Exam Ölçme Yöntemleri:
Yazılı Sınav
9 Stocks, Profit and Loss Sharing Certificates Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
10 Bonds, Asset-backed Securities Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
11 Capital Market Institutions Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
12 The Concept and Importance of the Stock Market, the Stock Market Tasks Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
13 Stock Brokers Investment Trusts, Mutual Funds Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
14 Central Registry Agency, ISE Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
15 Measures of Capital Markets, Administrative and Criminal Sanctions Reading Öğretim Yöntemleri:
Anlatım, Soru-Cevap
16 Term Exams Ölçme Yöntemleri:
Yazılı Sınav
17 Term Exams Ölçme Yöntemleri:
Yazılı Sınav


Student Workload - ECTS

Works Number Time (Hour) Workload (Hour)
Course Related Works
Class Time (Exam weeks are excluded) 14 3 42
Out of Class Study (Preliminary Work, Practice) 14 3 42
Assesment Related Works
Homeworks, Projects, Others 0 0 0
Mid-term Exams (Written, Oral, etc.) 1 7 7
Final Exam 1 18 18
Total Workload (Hour) 109
Total Workload / 25 (h) 4,36
ECTS 4 ECTS

Update Time: 07.05.2024 08:20